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Certified Approver Program > CA Exam General Information

Certified Approver Exam
General Information

 

What is the Format of the Certified Approver Exam?

The Certified Approver Exam has a two-part format.

Part 1 of the exam (1.5 hours) has 50 multiple-choice questions covering University policies and procedures and federal regulations including OMB Circulars A-21 and A-110. No supplementary materials, such as University policies or federal regulations, may be used to help with Part 1.

Part 2 of the exam (2.5 hours) has 30 multiple-choice questions dealing with the approval or denial of financial transactions on specific sponsored projects. The transactions are based on case studies that pertain to specific sponsoring agencies. Exam takers choose three case studies from a pool of five case studies on which to be examined. Part 2 is an open book exam, so a full set of supplementary materials are made available to exam takers. Supplemental materials include project proposals, budgets, sponsor award documents, SPAs notice of grant award, University policies, sponsor's regulations, and federal regulations.

Parts 1 and 2 of the exam can be taken in any order, but it is recommended that Part 1 be taken before Part 2.

How was the Exam Developed?

The exam was developed by external experts on sponsored projects and a committee of University staff. The exam was validated by the Office of Measurement Services/University Counseling and Consulting Services using groups of experts, nonexperts, and a range of other specialists within this field.

Who Administers the Exam?

The exam is administered by the Test Administration Office of University Counseling and Consulting Services (UCCS). The Certified Approver Exam is scored by UCCS Office of Measurement Services.

How Often are the Exams Offered?

During FY2008, each part of the exam will be offered on a bi-monthly basis through May 14, 2008.  A moratorium on the exam will be in effect from May 15, 2008 - September, 2009 in order to give the OAR office time to update the exams with the new financial system information.  The current testing schedule is available at: http://www.oar.umn.edu/CA/CAE_Schedule.cfm.

What is the Registration Procedure?

You may only be registered for one session of each part of the CA exam at a time.  An exam registration form is on the web at: http://www.oar.umn.edu/CA/form.cfm.

What Preparation Tips are Offered for Exam Takers?

 

A complete list of themes covered in the exam is available at: http://www.oar.umn.edu/CA/CAE_Themes.cfm

 

Information on coping with and reducing exam anxiety and test taking preparation tips are available at: http://www.ucs.umn.edu/lasc/handouts/selfscript.html

Are There Disability Accommodations Available for Exam Takers?

Yes. If an exam taker believes s/he should receive special exam accommodations for a disability, the person should contact Disability Services at 612-624-3316 to verify the nature of the disability and to identify the accommodations needed for the exam. Disability Services will contact the UCCS Testing Center to assist with this process.

When are Exam Results Distributed?

Exam results should be provided within three weeks of taking an exam.

Who is Informed of Exam Scores?

Exam takers receive a total score, the percentage of items passed correctly for each competency area, and the score required to pass the exam.

If an exam taker is being considered for appointment as a Certified Approver (as indicated on the exam registration form), exam results are also sent to the person's supervisor.

If the exam taker passes the exam, that fact (not the scores) and the date the exam was passed are added to the person's formal University record maintained by Human Resources. This information is also sent to the OAR office, to be kept with the records on the Certified Approver Program. If the exam taker does not pass the exam, nothing is added to the formal University record or sent to the OAR office.

What if an Exam Taker Passes Only One Part of the Exam?

Both parts of the exam must be passed before a candidate can be appointed as a Certified Approver.  See Policy:  http://www.oar.umn.edu/CA/CAE_Time_Limit.cfm

What if an Exam Taker Must Re-take Part of the Exam?

Each part of the two-part exam can be re-taken. However, if an exam taker does not pass a part of the exam after the second try, the person must develop a plan for improving his/her readiness to pass the exam and have the plan approved by the collegiate research dean. The plan may require formal or informal training as determined by the responsible collegiate unit. The plan must be completed before the person is eligible to retake the exam. The plan should be submitted to the OAR office, along with a summary of the activities completed in preparation for re-taking the exam.  From there, we recommend that you follow your plan for a minimum of 3 months before attempting to re-take the exam.

What if an Exam Taker Does Not Pass After the Third Attempt?

If the exam taker does not pass the exam after the third attempt, there will be case-by-case treatment. There will be a consultation between the Director of OAR, the Collegiate Research Associate Dean of the unit, and others as appropriate, to determine a course of action for the exam taker. It is anticipated that the individual will not be allowed to retake the exam, unless their position or job substantially changes, or they have demonstrated that their skill and knowledge level has increased sufficiently so that they will be successful on the exam.

 

 
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